Getting regulatory reporting right

The systematic submission of incorrect reports is still going unnoticed for many firms. Matthew Chapman provides a MiFIR, EMIR and SFTR checklist to help prevent a multitude of sins.

Matthew Chapman is director at ACA Compliance Group (www.acacompliancegroup.com). Contact him on matthew.chapman@acacomplianceeurope.com. To learn more about how ACA Compliance Group combines technology with the regulatory expertise to provide independent monitoring, oversight and assurance for trade and transaction reporting, call +44 (0)20 7042 0500 or email info@acacompliancegroup.com.

The complete, timely and accurate reporting of transactions under MiFIR and EMIR has been, and remains, a running sore for many compliance departments. SFTR (the Securities Financing Transactions Regulation ) is set to exacerbate that challenge.