i-law

Money Laundering Bulletin

Sunrise Brokers fined UK£642,400 for not screening out cum-ex business

By Esther Martin

In the second case brought by the UK Financial Conduct Authority (FCA) in connection with the cum-ex trading scandal, Sunrise Brokers has been fined UK£642,400 for defective systems and controls. [1]

The rest of this document is only available to i-law.com online subscribers.

If you are already a subscriber, click Log In button.

Copyright © 2024 Maritime Insights & Intelligence Limited. Maritime Insights & Intelligence Limited is registered in England and Wales with company number 13831625 and address 5th Floor, 10 St Bride Street, London, EC4A 4AD, United Kingdom. Lloyd's List Intelligence is a trading name of Maritime Insights & Intelligence Limited.

Lloyd's is the registered trademark of the Society Incorporated by the Lloyd's Act 1871 by the name of Lloyd's.