Lloyd's Maritime and Commercial Law Quarterly
SCULPTURE AND MIND TRICKS IN THE CONFLICT OF LAWS
Lucasfilm v Ainsworth
In recent times, the English courts have treated claims for infringement of foreign intellectual property rights, and claims for breach of foreign copyright in particular, as if they had a magical quality which prevented them from being scrutinised. In the nature of Kryptonite, their very presence had the remarkable effect of sapping judicial powers. The source of this phenomenon in the Commonwealth can be traced to the decision of the High Court of Australia in Potter v Broken Hill Pty Co Ltd,1 although it was only in the latter part of the twentieth century that its influence was felt in England.2 Some judges found ways to resist,3 but in Lucasfilm Ltd v Ainsworth
4 the Court of Appeal found itself powerless to determine a claim for infringement of a foreign (United States) copyright and concluded that it was irrelevant that no issue as to the validity or subsistence of copyright arose for decision in that case. In its decision delivered last summer,5 the Supreme Court took a more robust line, allowing the claimant’s appeal on this point, while upholding the lower courts’ rejection of a claim based on alleged infringements of UK copyright legislation.
The facts in Lucasfilm
6 have made it a cause célèbre, not only in academic journals and seminars, but also in tabloid newspapers. The parties were involved in the production of the first of the original Star Wars film trilogy. Mr Ainsworth, an expert in the vacuum moulding of plastics, produced the helmets and armour worn in the film by the Imperial Stormtrooper characters, drawing inspiration for this purpose from drawings and a clay model created by other artists commissioned by Lucasfilm. In 2004, Mr Ainsworth used his original tools to make replica helmets and armour for sale to the public, including in the United States. His sales in the US totalled between US$8,000 and US$30,000. Lucasfilm objected to Mr Ainsworth’s commercial exploitation of his original work. It brought proceedings in California, obtaining a default judgment for US$20 million, half
1.(1906) 3 CLR 479 (a patent case).
2.See Lucasfilm Ltd v Ainsworth [2011] UKSC 39; [2011] 3 WLR 487, [68] (Lords Walker and Collins), referring to Def Lepp Music v Stuart-Brown [1986] RPC 273; Tyburn Productions Ltd v Conan Doyle [1991] Ch 75.
3.See, eg, R Griggs Group Ltd v Evans & Ors (No.2) [2004] EWHC 1088 (Ch); [2005] Ch 153; Crosstown Music Company 1, LLC v Rive Droite Music Ltd & Ors [2010] EWCA Civ 1222; [2011] FSR 5.
4.[2009] EWCA Civ 1328; [2010] 1 Ch 503 (hereafter “Lucasfilm CA”); noted A Dickinson [2010] LMCLQ 181.
5.[2011] UKSC 39; [2011] 3 WLR 487 (hereafter “Lucasfilm SC”). The paragraph references in this note are to the transcript available on the Supreme Court’s website, www.supremecourt.gov.uk/docs/UKSC_ 2010_0015_Judgment.pdf (and not to the Weekly Law Report version, in which para.76 is missing).
6.Lucasfilm SC, [2–4]. See also the fuller description by Mann J at first instance: [2008] EWHC 1878 (Ch); [2009] FSR 103 (hereafter “Lucasfilm Mann J”).
LLOYD’S MARITIME AND COMMERCIAL LAW QUARTERLY
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