i-law

Compliance Monitor

FCA tightens dealing commission rules for investment managers

As part of its wider work on conflicts of interest and charges, the Financial Conduct Authority has released proposals for how charges paid by consumers for the execution of trades and related services can be made more transparent.

The rest of this document is only available to i-law.com online subscribers.

If you are already a subscriber, click Log In button.

Copyright © 2024 Maritime Insights & Intelligence Limited. Maritime Insights & Intelligence Limited is registered in England and Wales with company number 13831625 and address 5th Floor, 10 St Bride Street, London, EC4A 4AD, United Kingdom. Lloyd's List Intelligence is a trading name of Maritime Insights & Intelligence Limited.

Lloyd's is the registered trademark of the Society Incorporated by the Lloyd's Act 1871 by the name of Lloyd's.