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Compliance Monitor

Ex Barclays Wealth COO receives ban decision for suppressing scathing culture report

The Financial Conduct Authority wants to ban Andrew Tinney, former chief operating officer of Barclays Wealth and Investment Management, subject to a hearing from the Upper Tribunal. A decision notice issued by the regulator finds that Tinney should be publicly censured and banned from carrying out senior management or significant influence functions in regulated financial services, because he obscured the existence of an excoriating report on the culture of Barclays Wealth America.

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