Compliance Monitor
Warning knell for retail contract-for-difference providers
The recent consultation paper on boosting protections for retail contract-for-difference customers represents a wake-up call for the whole CFD sector, comments Julian Sampson.
Julian SampsonĀ (julian@fulcrumcompliance.com) is director of Fulcrum Compliance (www.fulcrumcompliance.com) and was chair of the Chartered Institute for Securities and Investment compliance professional forum from 2009-2015.
“Ask not for whom the bells tolls – it tolls for thee”.