Compliance Monitor
A trip to court
The Supreme Court’s judgment in Macris as well as a couple of noteworthy judicial review decisions are among the financial services developments recently handed down from the bench. Adam Samuel goes to court (or at least a roam around the law reports).
Adam Samuel BA LLM DipPFS MCISI FCIArb Certs CII (MP&ER) Barrister and Attorney may be contacted at adamsamuel@aol.com. His book, ‘Complaints and Compensation: a Guide to the Financial Services Market’, is available from his website, www.adamsamuel.com.
A bit like London buses, one waits for interesting financial services compliance-related cases for months and then they trail
in all at once – usually just as any serious written work is due to go to a publisher.