Compliance Monitor
FCA investigations up by 75 per cent
By Neasa MacErlean
Investigations at the Financial Conduct Authority have risen 75 per cent this year by number — partly because of a decision
to focus more on capital market disclosure issues. The rise in investigations is also linked to the extension of the Market
Abuse Regime and growing numbers of suspicious transaction and order reports, according to Mark Steward, director of enforcement
and market oversight.