Compliance Monitor
Post-crisis low in individuals banned from financial services by FCA
The number of people banned from working in financial services in the past year – 18 – is the lowest since the financial crisis.
This tally, from the year ended 30 September 2017, has slumped from the 25 individuals who received prohibition orders in
2015/16, while around the time of the financial crisis bans peaked at over 70 per year.