i-law

Compliance Monitor

Post-crisis low in individuals banned from financial services by FCA

The number of people banned from working in financial services in the past year – 18 – is the lowest since the financial crisis. This tally, from the year ended 30 September 2017, has slumped from the 25 individuals who received prohibition orders in 2015/16, while around the time of the financial crisis bans peaked at over 70 per year.

The rest of this document is only available to i-law.com online subscribers.

If you are already a subscriber, click Log In button.

Copyright © 2024 Maritime Insights & Intelligence Limited. Maritime Insights & Intelligence Limited is registered in England and Wales with company number 13831625 and address 5th Floor, 10 St Bride Street, London, EC4A 4AD, United Kingdom. Lloyd's List Intelligence is a trading name of Maritime Insights & Intelligence Limited.

Lloyd's is the registered trademark of the Society Incorporated by the Lloyd's Act 1871 by the name of Lloyd's.