i-law

Compliance Monitor

Compliance officer sentenced to three years’ jail after FCA wins jury trial

By Neasa MacErlean

A former senior compliance officer at UBS in London has been sentenced to three years in prison for passing on inside information to a family friend regarding five proposed takeovers.

The rest of this document is only available to i-law.com online subscribers.

If you are already a subscriber, click Log In button.

Copyright © 2025 Maritime Insights & Intelligence Limited. Maritime Insights & Intelligence Limited is registered in England and Wales with company number 13831625 and address 5th Floor, 10 St Bride Street, London, EC4A 4AD, United Kingdom. Lloyd's List Intelligence is a trading name of Maritime Insights & Intelligence Limited.

Lloyd's is the registered trademark of the Society Incorporated by the Lloyd's Act 1871 by the name of Lloyd's.