i-law

Compliance Monitor

Slowness of internal committees contributes to £1.9m Henderson fine

The £1.9 million penalty handed out to Henderson Investment Funds Limited (HIFL) came after two internal committees in the asset management group looked at the way in which retail investors were being treated worse than institutional ones, but did not take action for several months. 

The rest of this document is only available to i-law.com online subscribers.

If you are already a subscriber, click Log In button.

Copyright © 2024 Maritime Insights & Intelligence Limited. Maritime Insights & Intelligence Limited is registered in England and Wales with company number 13831625 and address 5th Floor, 10 St Bride Street, London, EC4A 4AD, United Kingdom. Lloyd's List Intelligence is a trading name of Maritime Insights & Intelligence Limited.

Lloyd's is the registered trademark of the Society Incorporated by the Lloyd's Act 1871 by the name of Lloyd's.