Money Laundering Bulletin

Timon Molloy

Document

BMI Securities Ltd fined HK$3.7m for AML breaches by Hong Kong SFC, senior manager suspended

Failures in anti-money laundering controls around dealings in bought and sold notes have cost BMI Securities Ltd a HK$3.7 million fine by the Hong Kong Securities and Futures Commission (SFC). [1]

The rest of this document is only available to i-law.com online subscribers.

If you are already a subscriber, click Log In button.