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FCA bans three men from the sector following sexual offence convictions

Compliance Monitor

FCA bans three men from the sector following sexual offence convictions

The FCA has banned three individualswith convictions for sexual offences from working in the financial servicesindustry — following findings that they are not fit and proper. The action fitsin with the regulator’s view that sexual harassment and other non-financialmisconduct can drive poor culture.

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