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Pensions adviser banned and fined after switching vulnerable clients to minibond fund

Compliance Monitor

Pensions adviser banned and fined after switching vulnerable clients to minibond fund

The former principal director of a Bradford-based pension-switching firm has been fined and banned after advising vulnerable clients to take out SIPPs and invest in a “high-risk and potentially illiquid investment”. Omar Hussein was also found to have written “unclear and misleading” Suitability Reports for clients.

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