Financial Regulation International
More transparency, or naming and shaming?
The FCA's proposed new approach to enforcement
by Fatima Jama
The extended consultation period for Consultation Paper 24/2: Our Enforcement Guide and publicising enforcement investigations
- a new approach (CP24/2)
1 concluded in June 2024. This consultation proposes a new method for the UK's financial regulator, the Financial Conduct Authority
(FCA), to publicly disclose the initiation and advancement of investigations. Additionally, it suggests simplifications to
the FCA's Enforcement Guide (EG).