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Two roads diverge – but by how much?

Online Published Date : 07 December 2020 | Appeared in issue: Vol 33 No 4 - 11 November 2020

The United Kingdom is about to forge its own path outside the European Union but, for financial services, much will depend on whether Britain’s future regulatory regime will continue to align, or cut loose and risk being deemed not ‘equivalent’ in prescribed areas by the EU. Neasa MacErlean discusses different approaches in view.

Navigating regulation in 2021

Online Published Date : 08 December 2020 | Appeared in issue: Vol 33 No 4 - 11 November 2020

The final Brexit negotiations are going down to the wire and the pressing question for financial services businesses is simple – ‘What rules do I follow?’ Emma Radmore outlines what the regulators have been doing and what firms should be attending to now.

Complying with SMCR during coronavirus

Online Published Date : 08 December 2020 | Appeared in issue: Vol 33 No 4 - 11 November 2020

Acknowledging the unusual pressures that financial institutions havefaced this year, the regulators have sought to uphold the objectives of the Senior Managers and Certification Regimewhile also providing guidance and some flexibility. Charlotte HillandDanielHirschfield report on firms’ governance arrangements amid the Covid-19crisis.